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Table 1 Biological agents and small airway dysfunction (SAD): summary of the main clinical studies performed

From: Monoclonal antibodies targeting small airways: a new perspective for biological therapies in severe asthma

Biological agent

Authors (reference)

Patients treated

Diagnostic tool to detect SAD

Main Results or Endpoints

Impact on SAD

OMALIZUMAB

Huang et al. [39]

124

FEF 25–75%

improvement in small airway ventilation

 +  +  + 

Tajiri et al. [40]

26

CT scan

FEF 25–75%

airway-wall thickness reduced signi-ficantly 48 weeks of omalizumab treatment

 +  + 

Paganin et al. [41]

207

forced vital capacity (FVC), pre- and postbronchodilator FEV1, residual volume (RV), and total lung capacity (TLC)

After omalizumab, FEV1 improved at 6 months in responder patients and then remained stable for 2 years. RV and RV/TLC improved at 6 months

 + 

Saadeh et al. [42]

12

IOS, spirometry

IOS indices were significantly improved after 3 to 4 months of treatment; but were not paralleled by changes in FEV1

 +  + 

OMALIZUMAB + MEPOLIZUMAB + BENRALIZUMAB

Chan et al. [43]

Omalizumab [20], mepolizumab [30], benralizumab [6]

IOS, spirometry

FEF25-75% increased significantly in the omalizumab sub-group(15 of 20 patients) but not significantly in the anti-IL5 subgroup (21 of 36 patients). Insufficient evaluable IOS data to perform a meaningful analysis

 +  + 

MEPOLIZUMAB

Antonicelli et al. [44]

18

Forced Oscillation Technique (FOT)

Statistically FOT parameters improvement after mepolizumab

 +  +  + 

Sposato et al. [45]

134

spirometry

FEV1% and FEF25-75% improved significantly after mepolizumab

 +  +  + 

Farah et al. [46]

20

spirometry, FeNO, multiple breath nitrogen washout to measure Lung Clearance Index, regional ventilation inhomogeneity in acinar (Sacin) and conducting (Scond) airways

Early improvement in small airway function has been associated with asthma control

 +  + 

Yilmaz et al. [47]

41

spirometry

not found significant changes in FEV1 and FEF25-75 values at baseline, 12th, 24th, and 52nd weeks

No impact

Maglio et al. [48]

105

spirometry

significant improvement in FEF25-75% was demonstrated

 +  +  + 

DUPILUMAB + MEPOLIZUMAB + BENRALIZUMAB

Abdo et al. [49]

mepolizumab [18], benralizumab [1], dupilumab [1]

IOS, FEF25-75%, air trapping (RV and RV/ TLC)

Responders had significantly higher baseline FDR (frequency dependence of resistance) compared to partial or non-responders but similar FEV1, FEF25–75, RV and RV/TLC

 +  + 

BENRALIZUMAB

Panettieri et al. [50]

118

spirometry/whole-body plethysmography

Improvements in FEF25–75% observed for the benralizumab-treated group (but not significant). Improvements in hyper-inflation indices and IC were greater for pts receiving benralizumab vs placebo

 +  + 

Badal et al. [51]

12

spirometry, forced oscillation technique (FOT), multiple breath nitrogen washout (MBNW)

significant improvements in Sacin, X5, and a trend for improvement in Scond

 +  +  + 

Mcintosh et al. [52]

27

spirometry, IOS, FeNo

X5 and AX were significantly different after benralizumab across subgroups, and both X5 and AX were significantly different after 28-days of benralizumab in the FeNO high subgroup. Clinically relevant ventilation defect percent (VDP) improvements were also observed in the FeNO intermediate and FeNO high sub-groups

 +  +  + 

DUPILUMAB

Castro et al. [53]

1264

spirometry / FEF25-75%

Improvement not limited to the large airways but also extends to the small airways

 +  + 

Rabe et al. [54]

103

spirometry /FEF25-75%

At Week 24 in the overall population, pre- and post-BD FEV1, FVC, FEV1/FVC and FEF25–75% had improved vs placebo Improvements were early and generally sustained over 24-weeks treatment

 +  + 

Pelaia et al. [55]

20

spirometry/whole-body plethysmography, FeNO

Dupilumab induced a significant reduction in lung hyperinflation, significant increase in median FEF25–75%

 +  +  + 

Minagawa et al. [56]

62

spirometry,forced oscillation technique (FOT), FeNO

FEV1, %FEV1, %FVC, improved significantly after three months of dupilumab treatment. FeNO was markedly decreased.. R5, R20, X5, and Fres were significantly correlated with FEV1 before and three months after dupilumab administration

 +  +  + 

Bacharier et al.[57]

236

Spirometry/FEF25-75%

significant improvements in percent predicted pre-bronchodilator FEV1 and FEF25-75%

 +  +  + 

  1. Legend: No impact/+/++/+++ indicate the level of impact of the biologic agent studied in every manuscript on SAD. This is a semiquantitative scale that took into account the strongness of the associations/correlations, the numbers of associations or correlation in the single paper (i.e. more than one significant associations, as spirometry values improvement + IOS improvement are weighted more than improvement only in IOS or spirometry), the number of patients of the cohort, etc.